1n Capital, LLC

RIASEC RegisteredEst. 2020
Total AUM
$136M
Discretionary
$136M
100% of AUM
Avg account
$2.7M
Accounts
50
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
309502
Registered since
July 17, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

1n Capital, LLC is an independent, owner-run registered investment adviser that acts as a capital allocator for a concentrated client base of individuals, families and small businesses. Registered in 2020, the firm provides discretionary portfolio management and also selects outside managers when it makes sense for client objectives. Its fee model combines percentage-of-AUM billing with the option for fixed fees, and the firm does not position itself as an active ESG investor. Investment activity is tilted toward liquid equity exposure, with a pronounced preference for exchange-traded instruments and separately managed account solutions that allow customization and tax-aware management alongside allocations to external managers for less-liquid strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 20%, Cash & Cash Equivalents 3%, Private Funds 2%75%
  • Exchange Traded Equities75%
  • US Government Bonds20%
  • Cash & Cash Equivalents3%
  • Private Funds2%

Owners & executives

1 of 1
  • Yen Wu

    Yen Wu

    Founder & CEOCRD 5393970

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth