4170 SECURITIES LLC

Overview

4170 Securities LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2024. Ownership is listed as a mix of a domestic entity and an individual. The firm is shown as "unclassified" in the snapshot data rather than being assigned a standard advisory category. Regulatory and service-related flags on file indicate several negative designations: it is not identified as a capital allocator, not an active ESG investor, not a multistate adviser, not a pension consultant, and not a related adviser. The snapshot also notes the firm is not categorized as a newly formed adviser. The firm has not supplied descriptive items such as its client base, fee structure, business or advisory activities.

Assets & Accounts