4170 Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
326718
Registered since
February 23, 2024

Firm profile

FINTRX

Overview

4170 Securities LLC is a limited liability company that registered with the SEC in 2024. Ownership is reported as a combination of a domestic entity and an individual. The firm is classified as unclassified in the source data and is not identified as a capital allocator, multi-state adviser, pension consultant, or related adviser. It is not flagged as an active ESG investor. The dataset does not include detail on client types, fee schedules, specific advisory activities, or investment mandates, so there is no publicly provided description of how the firm sources or manages capital, what investor segments it targets, or what investment strategies it favors.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jessica Yackey

    Jessica Yackey

    COOCRD 7940555

Contacts

3 of 4
  • Apoorv Tandon

    Apoorv Tandon

    Trader/Quantitative AnalystCRD 6820674

  • Charlene Wilson

    Charlene Wilson

    FinOpCRD 1935747

  • Jeffrey Gearhart

    Jeffrey Gearhart

    Compliance SpecialistCRD 2443490

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
372 W Ontario St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth