4170 Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
326718
Registered since
February 23, 2024

Firm profile

FINTRX

Overview

4170 Securities LLC is a limited liability company that appears in SEC records with a registration year of 2024. Public disclosures for the firm are sparse: it is classified as “unclassified” in FINTRX data, lists its ownership as a combination of a domestic entity and an individual, and does not identify itself as a capital allocator. The record indicates the firm is not an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or a related adviser. No substantive descriptions of the firm’s advisory activities, fee schedule, target client base, or investment preferences were provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jessica Yackey

    Jessica Yackey

    COOCRD 7940555

Contacts

3 of 4
  • Apoorv Tandon

    Apoorv Tandon

    Trader/Quantitative AnalystCRD 6820674

  • Craig Silberberg

    FounderCRD 4831963

  • Jeffrey Gearhart

    Jeffrey Gearhart

    CRD 2443490

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
372 W Ontario St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth