303 SECURITIES, LP

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
288569
Registered since
January 25, 2023

Firm profile

FINTRX

Overview

303 Securities, LP is registered with the SEC (registration recorded in 2023) and is structured as an alternative legal formation rather than a standard corporation or LLC. FINTRX classifies the firm as unclassified and identifies its ownership as a domestic entity and individual. The dataset flags the firm as not acting as a capital allocator and indicates it is not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The firm has not disclosed descriptions of its advisory activities, investment approach, client types, fee schedule, or business affiliations in the supplied records. FINTRX also notes that no information was provided about the firm’s activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Vasile Ceban

    CFOCRD 6902974

Contacts

3 of 7
  • DAX RODRIGUEZ

    Independent ConsultantCRD 5700954

  • Adam Spence

    Tax DirectorCRD 8016592

  • CRAIG ATKINS

    CRD 5230584

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
401 W Superior St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth