3 Factor Indexing, LLC
Firm details
- Headquarters
- ,
- CRD number
- 160356
- Registered since
- August 1, 2017
- Website
- 3factorindexing.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI98.19%
- Individuals1.81%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
3 Factor Indexing, LLC is a fee-based advisory firm focused on portfolio management for individuals and small businesses. The adviser, formed in 2017 as an LLC and owned by an individual, charges clients using a mix of asset-based fees, hourly billing, and fixed fees. Its client base centers on individual and family relationships rather than institutional or pension work. The firm does not self-identify as an ESG investor and is not set up as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1
Robert Sawyer
Chief Compliance OfficerCRD 6116114
Contacts
2 of 2
Arthur Shaw
Managing PartnerCRD 2231047
Jan Sager
CRD 8240509
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 88Active vs passive
$99M in ETFs
35%
$34.9M
63%
$64.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $20.8M | 536,347 | 21.04% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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