3 Factor Indexing, LLC
Firm details
- Headquarters
- ,
- CRD number
- 160356
- Registered since
- August 1, 2017
- Website
- 3factorindexing.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI98.19%
- Individuals1.81%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
3 Factor Indexing, LLC is an independent, SEC-registered investment adviser organized as a limited liability company and established in 2017. The firm is individually owned and serves primarily individual and family clients, along with small-business accounts, focusing on portfolio management. Its billing arrangements include asset-based fees as well as hourly and fixed-fee engagements. The adviser does not identify as an active ESG investor and is not structured as a multi-state or related adviser; it also does not position itself as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1
Robert Sawyer
Chief Compliance OfficerCRD 6116114
Contacts
2 of 2
Arthur Shaw
Managing PartnerCRD 2231047
Jan Sager
OwnerCRD 8240509
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 85Active vs passive
$110M in ETFs
31%
$34.4M
67%
$76.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $23.7M | 534,756 | 21.47% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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