Balanced Rock Investment Advisors
Firm details
- Headquarters
- Roslindale, Massachusetts
- CRD number
- 157424
- Registered since
- July 31, 2023
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI69.58%
- Individuals30.42%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Balanced Rock Investment Advisors is an independent, SEC-registered registered investment adviser (registered in 2023) serving individual and family clients. The firm is organized as a limited liability company and is owned by an individual. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. Balanced Rock identifies as an active ESG investor and is not positioned as a capital allocator, pension consultant, related adviser, or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities12%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1
Thomas Higgins
CCO & COOCRD 6165489
Contacts
3 of 4
Daniel Flannery
President & Portfolio ManagerCRD 5967382
Ashley Murray
Client Service AssociateCRD 6428807
Laura Daniels
Client Services ManagerCRD 7337470
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$146M in ETFs
68%
$99.4M
29%
$46.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL INTERNATIONAL SUSTAINABILITY CORE 1 ETF (DFSI) | Dimensional | Active | Foreign Large Blend | $10M | 220,624 | 6.82% |
Location
Roslindale, MA
Suffolk
Location
Roslindale, MA
Headquartered in Roslindale, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 4238 Washington St
- Time zone
- ET (UTC-5)
- Office locations
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