ZUCKERMAN INVESTMENT GROUP
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 137785
- Registered since
- January 3, 2006
- Website
- zuckermaninvestmentgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC, CIBC NATIONAL TRUST COMPANY
- Fee structure
- Percentage of AUM
- Client types
- HNWI91.71%
- Pooled Investment Vehicles3.98%
- Individuals2.99%
- Charitable Organizations0.73%
- Corporations / Businesses0.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Zuckerman Investment Group is an independent, SEC-registered RIA operating as an LLC since 2006. The firm acts as a capital allocator for both individual/family and institutional clients and charges fees as a percentage of AUM. Its advisory services include financial planning, portfolio management for individuals and pooled vehicles, manager selection, and the publication of investment periodicals. The firm does not position itself as an active ESG investor and is not registered as a multi-state adviser. Forbes recognized the firm among its RIA rankings in both 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Private Funds20%
- Non-Investment Grade Corp Bonds11%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds7%
Owners & executives
1 of 1DANIEL ZUCKERMAN
Partner, CEOCRD 5057006
Contacts
3 of 3KEITH SCHICKER
Partner, Portfolio ManagerCRD 4780985
WILLIAM ENOCH
Senior Wealth AdvisorCRD 3198660
MICHAEL FISHERMAN
Partner, Portfolio ManagerCRD 4551069
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$235M in ETFs
99%
$233M
<1%
$2.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD EMERGING MARKETS STOCK INDEX FUND (VWO) | Vanguard | Passive | Diversified Emerging Mkts | $28.9M | 533,970 | 12.26% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 155 N Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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