Zermatt Wealth Advisors

RIASEC RegisteredEst. 2020
Total AUM
$207M
Discretionary
$177M
85% of AUM
Avg account
$453K
Accounts
457
Employees
5
Advisory reps
3

Firm details

Headquarters
San Diego, California
CRD number
307404
Registered since
February 27, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI79.74%
  • Individuals18%
  • Charitable Organizations1.94%
  • Pension & Profit Sharing Plans0.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Zermatt Wealth Advisors is an independent registered investment adviser organized as an LLC and SEC-registered since 2020. The firm acts as a capital allocator and serves both individual/family clients and institutional clients. Its fee model includes asset-based fees along with hourly and fixed-fee arrangements. Stated advisory services cover financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and pension consulting services; the firm is not listed as a pension consultant and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 36%, Cash & Cash Equivalents 7%, US Government Bonds 1%, Investment Grade Corp Bonds 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities36%
  • Cash & Cash Equivalents7%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

3 of 3
  • David White

    David White

    Senior Vice PresidentCRD 1027468

  • Louis Dworsky

    Louis Dworsky

    Managing PartnerCRD 1689624

  • Andrew Jensen

    Andrew Jensen

    Senior Wealth Advisor & Director of Alternative InvestmentsCRD 5697041

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$82.3M in ETFs

Passive

85%

$69.7M

Active

11%

$12.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$11.3M29,27913.67%

Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.

Metro area
San Diego-Chula Vista-Carlsbad, CA
Region
West
County
San Diego
Address
2251 San Diego Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth