ZEGA INVESTMENTS, LLC

RIASEC RegisteredEst. 2024
Total AUM
$614M
Discretionary
$614M
100% of AUM
Avg account
$467K
Accounts
1,315
Employees
10
Advisory reps
8

Firm details

Headquarters
PALM BEACH GARDENS, Florida
CRD number
330428
Registered since
June 3, 2024
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other Investment Advisers78.48%
  • HNWI14.72%
  • Individuals6.8%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Zega Investments, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and first registered in 2024. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Its fee model combines a percentage-of-AUM approach with fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Private Funds 1%, Other 1%56%
  • Exchange Traded Equities56%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

3 of 4

  • DEREK MOORE

    Chief Investment OfficerCRD 2497873

  • JOHN PESTRICHELLI

    CEO and FounderCRD 4008186

  • JOHN MCDEVITT

    Chief Compliance OfficerCRD 5234258

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Contacts

3 of 4

  • Kenneth Luckinbill

    OwnerCRD 3140271

  • MICHAEL SNYDER

    Director of TradingCRD 5841076

  • Michael Puck

    Director of Business DevelopmentCRD 5810550

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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ETF holdings

1 of 105

Active vs passive

$284M in ETFs

Passive

35%

$100M

Active

59%

$184M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) BLACKSTONE HIGH INCOME ETF (HYBL)State StreetActiveHigh Yield Bond$52.8M1,894,98118.55%
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Location

Primary office

PALM BEACH GARDENS, FL

PALM BEACH

Location

PALM BEACH GARDENS, FL

Headquartered in PALM BEACH GARDENS, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
3801 Pga Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth