Zazove Associates LLC

RIASEC RegisteredEst. 1989

Total AUM

$2B

Discretionary

$2B

100% of AUM

Avg account

$27.3M

Accounts

72

Employees

21

Advisory reps

3

Firm details

Headquarters: Incline Village, Nevada
CRD number: 104751
Registered since: August 18, 1989
Website: www.zazove.com
Custodians: U.S. BANK, N.A., STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Insurance Companies63.44%
Pooled Investment Vehicles13.52%
Corporations / Businesses9.88%
State / Municipal Government8.11%
Pension & Profit Sharing Plans5.04%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Zazove Associates LLC is a limited liability company that has been SEC-registered since 1989 and operates as a hedge fund manager serving primarily institutional clients. The firm charges both a percentage-of-AUM fee and performance-based fees and provides portfolio management across individual/small business accounts, pooled investment vehicles, and institutional or business portfolios. Zazove does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not described as a capital allocator or a related adviser in the available records.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Investment Grade Corp Bonds57%
Non-Investment Grade Corp Bonds38%
Cash & Cash Equivalents3%
Exchange Traded Equities2%

Owners & executives

2 of 2

Gene Pretti
Chief Executive OfficerCRD 1283284
Lamiaa Dukaj
Chief Compliance OfficerCRD 5326987

Contacts

1 of 1

Robert Shelby
Managing PartnerCRD 6725238

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 4

Active vs passive

$17.2M in ETFs

Passive

71%

$12.2M

Active

29%

$5M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO SHORT TERM CORPORATE BOND ETF (SPSB)	State Street	Passive	Short Term Bond	$6M	200,000	35.02%

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Primary office

Incline Village, NV

Washoe

Location

Incline Village, NV

Headquartered in Incline Village, NV, anchoring the Reno-Carson City-Fernley, NV metro in the West.

Metro area: Reno-Carson City-Fernley, NV
Region: West
County: Washoe
Address: 1001 Tahoe Blvd
Time zone: PT (UTC-8)
Office locations

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