Yorkville Securities, LLC
Firm details
- Headquarters
- Mountainside, New Jersey
- CRD number
- 330480
- Registered since
- April 3, 2025
Firm profile
FINTRXOverview
Yorkville Securities, LLC is organized as a limited liability company and is registered with the SEC (registration noted in 2025). FINTRX classifies the firm as unclassified and identifies its ownership as a mix of a domestic entity and an individual. The snapshot data does not list specific business or advisory activities, and the firm is not flagged as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multi-state adviser. The record also indicates it is not a newly formed adviser. Taken together, the public profile is minimal: there are few of the typical firm descriptors filled in (client types, fee arrangements, and line-item business activities are blank). The absence of those details in the FINTRX entry makes it difficult to draw conclusions about target clients, investment approach, or service model beyond the structural and registration attributes provided.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Roger Briggs
CEOCRD 1140433

Timothy Bowman
Chief Financial OfficerCRD 2247374

Barrett Schultz
Chief Compliance OfficerCRD 2741114
Contacts
3 of 34
Forbes Giovanni Aggabao
AnalystCRD 7907170

Thomas Curran
ConsultantCRD 4032469

Ian Serko
DirectorCRD 6090187
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Mountainside, NJ
Union
Location
Mountainside, NJ
Headquartered in Mountainside, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 1012 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
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