YORKTOWN MANAGEMENT AND RESEARCH CO INC

RIASEC RegisteredEst. 1985

Total AUM

$677M

Discretionary

$677M

100% of AUM

Avg account

$169M

Accounts

4

Employees

9

Advisory reps

8

Firm details

Headquarters: FOREST, Virginia
CRD number: 105083
Registered since: February 11, 1985
Website: yorktownfunds.com
Fee structure: Percentage of AUM
Client types: Investment Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Yorktown Management And Research Co Inc is a corporation that provides discretionary portfolio management primarily to institutional investment companies. The firm has been SEC-registered since 1985 and operates under a percentage-of-AUM fee model. Its client base is institutional rather than retail, and it does not position itself as a capital allocator; instead, it manages portfolios on behalf of clients. Yorktown is not an active ESG investor, is not registered as a multi-state adviser, and does not list pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

MARVIN STRATTON
Chief Financial OfficerCRD 2309179

Contacts

3 of 7

DAVID BASTEN
Managing Director and Portfolio ManagerCRD 827593
ELIZABETH BASTEN
ShareholderCRD 5024335
Austin Basten
Registered RepresentativeCRD 4220132

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 7

Active vs passive

$11.8M in ETFs

Passive

100%

$11.8M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CONVERTIBLE BOND ETF (ICVT)	BlackRock	Passive	Convertibles	$2.3M	23,000	19.82%

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Primary office

FOREST, VA

BEDFORD

Location

FOREST, VA

Headquartered in FOREST, VA, in the South of the United States.

Region: South
County: BEDFORD
Address: 106 Annjo Ct
Time zone: ET (UTC-5)
Office locations

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