YES Wealth Management

Overview

YES Wealth Management is an independent registered investment adviser organized as an LLC and owner-operated. The firm bills clients on a percentage-of-AUM basis and focuses on individual and family relationships, offering financial planning and portfolio management for individuals and small businesses; pension consulting is also listed among its advisory services. Filings indicate the adviser is not positioned as a capital allocator or an active ESG investor. The firm’s SEC registration is recent (2023), and it identifies as a single-state adviser in its disclosures. That combination—small-team, owner-led, fee-on-AUM model—suggests a boutique practice oriented toward private clients rather than institutional mandates.

Assets & Accounts

Investments & Alternatives