Yellow Cardinal Corporate Finance, LLC
Firm details
- Headquarters
- Hamilton, Ohio
- CRD number
- 135111
- Registered since
- October 4, 2005
Firm profile
FINTRXOverview
Yellow Cardinal Corporate Finance, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2005. Ownership is listed as a combination of a domestic entity and an individual, and the firm's profile reads as a corporate finance advisor rather than a discretionary asset manager. It is not identified as a capital allocator and is not marked as an active ESG investor. Regulatory attributes in the snapshot indicate it is not set up as a multi-state investment adviser, nor as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 9
Laura Shaw
Compliance ManagerCRD 6408748
Shannon Cornell
PresidentCRD 4746478
Keith Warner
ManagerCRD 5130011
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Hamilton, OH
Butler
Location
Hamilton, OH
Headquartered in Hamilton, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Butler
- Address
- 300 High St
- Time zone
- ET (UTC-5)
- Office locations
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