YELLOW CARDINAL CORPORATE FINANCE, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
HAMILTON, Ohio
CRD number
135111
Registered since
October 4, 2005

Firm profile

FINTRX

Overview

Yellow Cardinal Corporate Finance, LLC is a limited liability company that registered with the SEC in 2005 and is classified in the dataset as an investment bank. The firm is identified as a domestic entity with individual ownership and is presented in FINTRX more as a corporate-finance intermediary than as a discretionary asset manager or capital allocator. The profile flags indicate it does not operate as a multi-state adviser and is not listed as an active ESG investor. The FINTRX extract does not include detail about fee schedules, client segments, specific advisory activities, or product offerings. Those omissions, together with the investment-bank classification, suggest the firm’s primary activity centers on corporate finance services rather than managing client portfolios tracked as AUM in this database.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • PATRICK FITZ

    Investment Banking AssociateCRD 7566649

  • Kevin White

    Managing DirectorCRD 2796023

  • Stephen Ford

    Managing DirectorCRD 7850701

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HAMILTON, OH

BUTLER

Location

HAMILTON, OH

Headquartered in HAMILTON, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
BUTLER
Address
300 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth