Yellow Cardinal Corporate Finance, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Hamilton, Ohio
CRD number
135111
Registered since
October 4, 2005

Firm profile

FINTRX

Overview

Yellow Cardinal Corporate Finance, LLC is organized as a limited liability company and is classified as an investment bank. It has been SEC-registered since 2005. The firm’s ownership is described as a mix of a domestic entity and an individual. FINTRX indicates the firm is not a capital allocator and it does not identify as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The available data does not list advisory products, fee schedules, client segments, or specific business activities. The absence of reported advisory metrics suggests the firm operates primarily in corporate finance and investment-banking activities rather than as a traditional registered investment adviser managing client portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Patrick Fitz

    Patrick Fitz

    Investment Banking AssociateCRD 7566649

  • Kevin White

    Kevin White

    Managing DirectorCRD 2796023

  • Stephen Ford

    Stephen Ford

    Managing DirectorCRD 7850701

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hamilton, OH

Butler

Location

Hamilton, OH

Headquartered in Hamilton, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Butler
Address
300 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth