Yellow Cardinal Corporate Finance, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Hamilton, Ohio
CRD number
135111
Registered since
October 4, 2005

Firm profile

FINTRX

Overview

Yellow Cardinal Corporate Finance, LLC is organized as a limited liability company and is classified as an investment bank. Ownership is a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator and does not describe active ESG investing among its priorities. It is not designated as a multi-state adviser, a pension consultant, or a related adviser, and it does not present itself as a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Laura Shaw

    Laura Shaw

    Compliance ManagerCRD 6408748

  • Shannon Cornell

    Shannon Cornell

    PresidentCRD 4746478

  • Keith Warner

    Keith Warner

    ManagerCRD 5130011

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hamilton, OH

Butler

Location

Hamilton, OH

Headquartered in Hamilton, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Butler
Address
300 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth