YAYATI ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$592K
Accounts
5
Employees
5
Advisory reps
5

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
324099
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI66.37%
  • Corporations / Businesses33.63%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Yayati Asset Management, LLC is a small, fee-based registered adviser organized as a limited liability company that provides portfolio management for individuals, small businesses and institutional clients. The firm bills on a percentage-of-AUM schedule and runs a highly concentrated book of discretionary relationships—its reported assets are managed primarily through public mutual funds and separate managed accounts. Yayati does not position itself as an ESG-focused manager and its filings show active advisory work rather than pension consulting or related-adviser activity. The firm uses third‑party managers for certain alternative exposures and retains custody relationships with mainstream custodians to execute and hold client positions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Owners & executives

2 of 2
  • JOON HYON

    Chief Compliance OfficerCRD 2790487

  • Jeremiah Chafkin

    Chief Investment OfficerCRD 4029494

Contacts

3 of 3
  • Rajeev Sharan

    FounderCRD 7691831

  • MILAN PATEL

    Co-FounderCRD 5933647

  • JOHN RAMEY

    Registered RepresentativeCRD 2925055

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
4930 Campus Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth