Worthen Financial Advisors

RIASEC Registered

Total AUM

$47.9M

Discretionary

0% of AUM

Avg account

$235K

Accounts

204

Employees

Advisory reps

Firm details

Headquarters: Friendswood, Texas
CRD number: 316622
Website: worthenadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., CAPITAL CLIENT GROUP, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI60.11%
Individuals39.89%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Worthen Financial Advisors operates as an independent, corporation-structured RIA that focuses on serving individual and family clients. The firm functions as a capital allocator and offers a mix of advisory services, including comprehensive financial planning, portfolio management for individuals and small businesses, manager selection (selection of other advisers), and the publication of periodicals or newsletters. Its fee arrangements are flexible, spanning asset-based fees, hourly billing, fixed-fee engagements and other fee structures. Worthen is not positioned as an ESG-focused manager and is not registered as a multi-state adviser. Worthen maintains an industry affiliation with an insurance company, signaling potential product or distribution relationships in that channel. The firm’s ownership is listed as individual ownership rather than being part of a larger corporate RIA network or bank-affiliated platform.