WORTH ADVISORS

RIASEC RegisteredEst. 2021
Total AUM
$281M
Discretionary
$281M
100% of AUM
Avg account
$222K
Accounts
1,266
Employees
15
Advisory reps
7

Firm details

Headquarters
Charlotte, North Carolina
CRD number
156564
Registered since
April 21, 2021
Custodians
CHARLES SCHWAB & CO., INC., TRADE-PMR INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.29%
  • Individuals41.71%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Worth Advisors is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is owner-operated and serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not identified as a capital allocator and is not marked as an active ESG investor. Industry ties noted in FINTRX include relationships with an accounting firm and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 88%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 4%, US Government Bonds 1%, Other 1%88%
  • Exchange Traded Equities88%
  • Public Funds/Mutual Funds7%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%
  • Other1%

Owners & executives

2 of 2
  • GLEN WRIGHT

    Chief Executive OfficerCRD 4162790

  • HAROLD GOODLETT

    Chief Investment OfficerCRD 1947269

Contacts

3 of 5
  • JOHN LYNCH

    Investment Advisor RepresentativeCRD 2444435

  • Marsha Thorne

    SENIOR CLIENT SERVICE ADVISORCRD 1351585

  • ROBIN UNDERWOOD

    Senior Financial AdvisorCRD 1488849

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 33

Active vs passive

$29.7M in ETFs

Passive

29%

$8.5M

Active

71%

$21.2M

ETFProviderStyleCategoryValueShares% of portfolio
INNOVATOR EQUITY MANAGED FLOOR ETF (SFLR)InnovatorActiveOptions Trading$6.9M60,13023.33%

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
2020 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth