WOLF RIVER CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2009
Total AUM
$329M
Discretionary
$329M
100% of AUM
Avg account
$12.2M
Accounts
27
Employees
8
Advisory reps
7

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
149038
Registered since
January 15, 2009
Custodians
THE BANK OF NEW YORK MELLON, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles96.71%
  • Charitable Organizations3.29%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wolf River Capital Management, LLC is a boutique manager that blends private fund sponsorship with active portfolio management for institutional clients. The firm is structured as a limited liability company and has been SEC-registered since 2009. Its business mixes private equity and hedge fund strategies alongside direct fixed‑income management, and it charges a mix of percentage-of-AUM and performance-based fees consistent with its role as both a fund sponsor and manager of pooled vehicles. Advisory responsibilities are focused on portfolio management for pooled investment vehicles and on behalf of businesses or institutions. The firm does not identify as an active ESG investor. Investment preferences show a tilt toward private-market strategies and credit exposure. Private equity is the largest internal allocation by fund dollar size, while the adviser also maintains hedge fund and other alternative exposures. On the public/managed side the firm demonstrates a fixed-income bias, leaning into non-investment-grade corporate credit as a principal liquid allocation.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 59%, Investment Grade Corp Bonds 24%, Other 16%, Cash & Cash Equivalents 1%59%
  • Non-Investment Grade Corp Bonds59%
  • Investment Grade Corp Bonds24%
  • Other16%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • GINA DOUGLAS

    Chief Financial OfficerCRD 1411242

Contacts

3 of 6
  • RICHARD HOWE

    Managing DirectorCRD 1170701

  • BETH LEE

    Vice PresidentCRD 4346549

  • JAMES WINGETT

    Managing DirectorCRD 3150351

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
5384 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth