Winning Points Advisors, L.L.C.

RIASEC RegisteredEst. 2013

Total AUM

$173M

Discretionary

$173M

100% of AUM

Avg account

$531K

Accounts

326

Employees

Advisory reps

Firm details

Headquarters: Boca Raton, Florida
CRD number: 118077
Registered since: October 4, 2013
Website: thewinningpoints.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI73.12%
Investment Companies13.97%
Individuals12.91%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

Winning Points Advisors, L.L.C. is an independent registered investment adviser that began SEC registration in 2013 and is organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional accounts, and provides a mix of services that includes financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, and manager selection. The firm also operates as an insurance broker and describes itself as a capital allocator; it charges fees on a percentage-of-AUM basis and also uses hourly and fixed fees for some engagements. Winning Points does not position itself as an ESG-focused manager and is not registered as a multi-state adviser or a pension consultant. Its business model emphasizes discretionary portfolio management and the selection of third-party advisers when appropriate.