Windward Private Wealth Management Inc.
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 113761
- Registered since
- May 12, 2014
- Website
- www.windwardfp.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI76.13%
- Individuals22.09%
- Pension & Profit Sharing Plans1.49%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Windward Private Wealth Management Inc. is an independent, SEC-registered registered investment adviser (est. 2014) structured as a corporation with domestic entity and individual ownership. The firm serves both individual & family clients and institutional clients, providing financial planning and discretionary portfolio management for individuals, small businesses, and business/institutional accounts. Its fee model is a mix of asset-based (percentage of AUM) and fixed fees. Windward does not operate as a capital allocator, does not self-identify as an active ESG investor, and is not listed as a pension consultant or a related adviser in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds97%
- Cash & Cash Equivalents2%
- Exchange Traded Equities1%
Owners & executives
3 of 3
Emily Petty
Chief Operations OfficerCRD 6239982
Andrew Osborne
CEOCRD 5865396
Brad Harrison
Chief Compliance OfficerCRD 7519789
Contacts
3 of 9Lisa Tierney
TrusteeCRD 7081171
Gayle Osborne
TrusteeCRD 7081176
Brandy Ward
Wealth ManagerCRD 6364304
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$312M in ETFs
97%
$304M
0%
$8.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM BOND INDEX FUND (BSV) | Vanguard | Passive | Short Term Bond | $67.1M | 861,105 | 21.50% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 10955 Lowell Ave
- Time zone
- CT (UTC-6)
- Office locations
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