WINDMILL CAPITAL LLC

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
164063
Registered since
May 2, 2012

Firm profile

FINTRX

Overview

Windmill Capital LLC is an SEC-registered limited liability company that has been on the SEC roster since 2012. The firm is owned by an individual and is structured to act as a sponsor and general partner or managing member of pooled investment vehicles. Its principal regulatory/business designation is CPO or CTA, which positions the firm to operate commodity pools or provide commodity trading advice rather than to act as a traditional multi-state investment adviser to retail clients. Windmill does not identify itself as an active ESG investor, nor as a multi-state adviser or pension consultant. The firm is not listed as a capital allocator and appears focused on managing pooled fund vehicles rather than delivering standalone advisory relationships to individual accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • GARY SIMPSON

    COOCRD 6058999

Contacts

1 of 1
  • ROBERT BLISS

    Managing MemberCRD 1159637

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
641 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth