Wincap Financial LLC
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 315798
- Registered since
- September 13, 2024
- Website
- wincapfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI67.57%
- Individuals32.15%
- Corporations / Businesses0.28%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Wincap Financial LLC is an independent registered investment adviser that began SEC registration in 2024 and is structured as a limited liability company owned by an individual. The firm serves individual and family clients, plus small-business accounts, with core services centered on portfolio management and financial planning. Its billing model is a percentage of assets under management and it does not present itself as a capital allocator or pension consultant. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Investment Grade Corp Bonds13%
- Non-Investment Grade Corp Bonds12%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Michael Collins
CEO & FounderCRD 6720146
Frank Mahoney
Chief of StaffCRD 7930357
Contacts
3 of 5
Joseph Lepore
Senior Wealth ManagerCRD 6983193
Lucas Pavlatos
Senior Financial ConsultantCRD 6722736
Joseph Duran
Financial AdvisorCRD 5422057
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 55 Union St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Colrain Capital LLC
RIABoston, MA
OT Management, LLC
RIABoston, MA
JMC Management, LLC
RIABoston, MA
Mason Capital Partners
RIABoston, MA
Bain Capital Public Equity, LP
RIABoston, MA
Osbon Capital Management, LLC
RIABoston, MA