WIN Team Advisory Services

RIASEC RegisteredEst. 2008

Total AUM

$57.6M

Discretionary

$57.6M

100% of AUM

Avg account

$403K

Accounts

143

Employees

Advisory reps

Firm details

Headquarters: Irvine, California
CRD number: 136680
Registered since: April 23, 2008
Website: www.win-team.org
Custodians: NATIONWIDE SECURITIES, LLC, JACKSON NATIONAL LIFE DISTRIBUTORS LLC, ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI75.1%
Individuals23.63%
Charitable Organizations1.27%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

WIN Team Advisory Services is a corporation operating as a non‑independent retail registered investment adviser since 2008. The firm is owner‑managed and describes itself as a capital allocator serving both individual & family and institutional clients. Its advisory mandate centers on portfolio management for individuals and small businesses and on selecting outside advisers when appropriate. In addition to advisory work, the firm conducts business as a registered representative of a broker‑dealer and as an insurance broker. Compensation is a mix of percentage‑of‑AUM and fixed fees. The firm does not self-identify as an active ESG investor and is not structured as a multi‑state adviser.