WIN Team Advisory Services

RIASEC RegisteredEst. 2008

Total AUM

$57.6M

Discretionary

$57.6M

100% of AUM

Avg account

$403K

Accounts

143

Employees

Advisory reps

Firm details

Headquarters: Irvine, California
CRD number: 136680
Registered since: April 23, 2008
Website: www.win-team.org
Custodians: NATIONWIDE SECURITIES, LLC, JACKSON NATIONAL LIFE DISTRIBUTORS LLC, ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI75.1%
Individuals23.63%
Charitable Organizations1.27%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

WIN Team Advisory Services is a small, SEC-registered corporate RIA that acts both as an investment adviser and as a registered representative/insurance broker. The firm has been SEC-registered since 2008 and is owned by an individual. Its client mix includes both individual and family clients as well as institutional relationships. Advisory work focuses on portfolio management for individuals and small businesses and on selecting third‑party advisers, while its revenue model combines percentage-of-AUM and fixed fees. The firm identifies as a capital allocator but does not characterize itself as an active ESG investor and is not organized as a multi-state or newly formed advisory.