Whitewater Wealth

RIASEC Registered
Total AUM
$68.5M
Discretionary
$61.5M
90% of AUM
Avg account
$761K
Accounts
90
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
169233
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.77%
  • Individuals4.65%
  • Charitable Organizations3.58%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Whitewater Wealth is an owner-operated limited liability company that functions as an independent registered investment adviser. The firm provides financial planning and portfolio management primarily for individuals, families and small businesses, and also serves some institutional clients. Its billing model combines a percentage-of-assets-under-management fee schedule with the option for fixed fees. Whitewater Wealth does not identify as an active ESG investor, does not act as a capital allocator to external strategies, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, US Government Bonds 25%, Other 20%, State & Local Bonds 5%, Cash & Cash Equivalents 5%45%
  • Exchange Traded Equities45%
  • US Government Bonds25%
  • Other20%
  • State & Local Bonds5%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Charles Bales

    OwnerCRD 1897315

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth