WHITE ROCK CAPITAL

RIASEC RegisteredEst. 2021
Total AUM
$217M
Discretionary
$131M
60% of AUM
Avg account
$72.5M
Accounts
3
Employees
2
Advisory reps
2

Firm details

Headquarters
DALLAS, Texas
CRD number
114877
Registered since
February 19, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles60.47%
  • HNWI39.53%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

White Rock Capital is a limited partnership that operates as a hedge fund manager and advisor to institutional clients. The firm is SEC-registered (2021) and owner-controlled at the individual level. Its advisory activity combines portfolio management for individuals and small businesses with management of pooled investment vehicles; it also functions as a sponsor and managing member for limited partnerships and pooled funds. White Rock charges a combination of percentage-of-AUM and performance-based fees, reflecting a manager structure that blends traditional asset-based compensation with incentive fees tied to fund performance. Investment preferences tilt toward equities, with a clear emphasis on non-exchange traded positions. The firm reports both discretionary and non-discretionary mandates, and it runs pooled vehicles that allow it to employ hedge-fund style strategies and fee arrangements alongside separately managed account work. White Rock is not an active ESG investor and does not identify as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 100%100%
  • Non-Exchange Traded Equities100%

Contacts

2 of 2
  • THOMAS BARTON

    PresidentCRD 2007767

  • JOSEPH BARTON

    PrincipalCRD 4476962

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
3131 Turtle Creek Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth