WHITE ROCK CAPITAL
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 114877
- Registered since
- February 19, 2021
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles60.47%
- HNWI39.53%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
White Rock Capital is a limited partnership that operates as a hedge fund manager and advisor to institutional clients. The firm is SEC-registered (2021) and owner-controlled at the individual level. Its advisory activity combines portfolio management for individuals and small businesses with management of pooled investment vehicles; it also functions as a sponsor and managing member for limited partnerships and pooled funds. White Rock charges a combination of percentage-of-AUM and performance-based fees, reflecting a manager structure that blends traditional asset-based compensation with incentive fees tied to fund performance. Investment preferences tilt toward equities, with a clear emphasis on non-exchange traded positions. The firm reports both discretionary and non-discretionary mandates, and it runs pooled vehicles that allow it to employ hedge-fund style strategies and fee arrangements alongside separately managed account work. White Rock is not an active ESG investor and does not identify as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities100%
Contacts
2 of 2THOMAS BARTON
PresidentCRD 2007767
JOSEPH BARTON
PrincipalCRD 4476962
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 3131 Turtle Creek Blvd
- Time zone
- CT (UTC-6)
- Office locations
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