Whale
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 330063
- Registered since
- May 24, 2024
- Website
- www.gowhale.com
- Custodians
- ALPACA SECURITIES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Whale is a corporate-structured, independent registered investment adviser that became SEC-registered in 2024. Ownership is a mix of an individual and a domestic entity. The firm focuses on portfolio management for individuals and small businesses and serves a client base composed primarily of individual and family clients. Its pricing combines percentage-of-AUM fees with fixed-fee arrangements. Whale does not identify as an active ESG investor and is not positioned as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents100%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 332 S Michigan Ave
- Time zone
- CT (UTC-6)
- Office locations
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