WGS MANAGEMENT SERVICES, INC

RIASEC RegisteredEst. 2026
Total AUM
$41.6M
Discretionary
$41.6M
100% of AUM
Avg account
$563K
Accounts
74
Employees
1
Advisory reps
1

Firm details

Headquarters
ROCHESTER, New York
CRD number
270003
Registered since
April 10, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI57.74%
  • Individuals40.39%
  • Corporations / Businesses1.58%
  • Charitable Organizations0.29%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

WGS Management Services, Inc. is a privately held corporation that provides portfolio management services primarily for individuals and small businesses. The firm serves both individual & family clients and institutional accounts. Its stated billing approach combines a percentage-of-assets-under-management fee with the option for hourly charges. WGS is not positioned as a capital allocator and does not identify as an active ESG investor or a multi-state adviser. The firm was registered with the SEC in 2026 and is owned by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 4%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • WILLIAM SCHMERBECK

    OwnerCRD 4704959

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ROCHESTER, NY

MONROE

Location

ROCHESTER, NY

Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
MONROE
Address
470 Long Pond Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth