Westside Investment Management, LLC
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 154522
- Registered since
- August 30, 2010
- Website
- www.westsideim.com
- Custodians
- LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.61%
- Individuals11.14%
- Corporations / Businesses11.03%
- Pension & Profit Sharing Plans2.85%
- Charitable Organizations0.37%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Westside Investment Management, LLC is an independent, SEC‑registered investment adviser organized as an LLC and in operation since 2010. The firm acts as a capital allocator and provides fee‑based advice to both individuals/families and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of other advisers. Fee arrangements reported include a percentage of AUM, hourly charges, and fixed fees. Filings identify the firm as an active ESG investor and note ownership by domestic entities and individuals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities32%
- Cash & Cash Equivalents3%
Contacts
3 of 7
David Clark
Managing Partner & Co-FounderCRD 2219822
Sienna Yoshida
PartnerCRD 3217359
Vetea Ribet
PartnerCRD 4823379
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 422Active vs passive
$457M in ETFs
72%
$329M
19%
$128M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM) | Vanguard | $25.7M | 162,620 | 5.62% |
Location
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 2444 Wilshire Blvd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Redwood Wealth Management, LLC
RIASanta Monica, CA
Bison Capital Asset Management, LLC
RIASanta Monica, CA
Almitas Capital LLC
RIASanta Monica, CA
GGP Management, L.P.
RIASanta Monica, CA
Enhanced Healthcare Management Company
RIASanta Monica, CA
Serenus Wealth Advisors, LLC
RIASanta Monica, CA