WESTLY CAPITAL MANAGEMENT III, L.L.C.

Exempt Reporting AdvisorFINRA MemberEst. 2024
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
MENLO PARK, California
CRD number
285571
Registered since
December 23, 2024

Firm profile

FINTRX

Overview

Westly Capital Management III, L.L.C. is an SEC-registered investment adviser that operates primarily as a sponsor and general partner for pooled investment vehicles. The firm’s public filing positions it more as a manager of private fund vehicles than as a retail adviser: its disclosed business activity is “Other Financial Product Salesperson,” and it lists sponsor/GP/managing member roles among its firm activities. Westly Capital Management III does not identify itself as an active ESG investor and is not presented as a multi-state retail advisory practice. Investment activity is concentrated in venture capital fund management. The firm’s structure and disclosures indicate that capital is allocated through closed-ended fund vehicles rather than through discretionary wrap accounts or broad direct-advisory relationships. As a sponsor and GP, the firm is set up to originate, syndicate and manage private-equity style investments and to lead fundraising and governance for those pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • STEVEN WESTLY

    Founder & Managing PartnerCRD 1821242

  • Daniel Cotter

    Managing PartnerCRD 8067684

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
2200 Sand Hill Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth