Westcap Markets, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Rye Beach, New Hampshire
CRD number
318970
Registered since
January 6, 2023

Firm profile

FINTRX

Overview

Westcap Markets, LLC is a limited liability company that appears in public records as having registered with the SEC in 2023. The firm’s ownership is listed as a combination of a domestic entity and an individual, and its internal classification is recorded as unclassified. Snapshot attributes indicate Westcap Markets is not designated as a capital allocator, is not an active ESG investor, and does not operate as a pension consultant or related adviser under the provided filing. Regulatory flags in the snapshot also show the adviser is not marked as a multi-state adviser and is not identified as a newly formed adviser despite the 2023 SEC registration date. The firm did not supply detail on advisory activities, fee structure, client types, or broader business activities in the available data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • James Birle

    Registered PrincipalCRD 1994489

  • Michael Sotirhos

    Michael Sotirhos

    PartnerCRD 3053609

  • Marina Combs

    Marina Combs

    CCOCRD 4536154

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Rye Beach, NH

Rockingham

Location

Rye Beach, NH

Headquartered in Rye Beach, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
25 Church Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth