Westcap Markets, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Rye Beach, New Hampshire
CRD number
318970
Registered since
January 6, 2023

Firm profile

FINTRX

Overview

Westcap Markets, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser in 2023. Ownership is listed as a mix of a domestic entity and an individual. The firm is classified as "unclassified" in the available dataset and is not identified as a capital allocator. The profile shows that Westcap Markets is not an active ESG investor, does not operate as a multi-state adviser, and is not reported as a pension consultant or a related adviser. FINTRX does not supply disclosure for the firm's core business activities, specific advisory services, client segments, or fee schedule in the source snapshot, so those elements cannot be described from the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 6
  • James Birle

    Registered PrincipalCRD 1994489

  • James Dodwell

    James Dodwell

    Managing DirectorCRD 2962275

  • Michael Sotirhos

    Michael Sotirhos

    PartnerCRD 3053609

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye Beach, NH

Rockingham

Location

Rye Beach, NH

Headquartered in Rye Beach, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
25 Church Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth