WERNAU ASSET MANAGEMENT
Firm details
- Headquarters
- GLOUCESTER, Massachusetts
- CRD number
- 129473
- Registered since
- May 14, 2020
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.65%
- Charitable Organizations13.39%
- Individuals4.97%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Wernau Asset Management is an independent, privately owned registered investment adviser that began SEC registration in 2020. It operates as a corporation and serves a mix of individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Its billing model is flexible, combining percentage-of-AUM fees with hourly and fixed-fee engagements. Wernau does not market itself as a capital allocator and is not described as an active ESG investor. It is not a multi-state adviser or a pension consultant. Industry affiliations listed include roles such as accountant and sponsor, and acting as general partner or managing member of pooled investment vehicles, indicating the firm may sponsor or operate private pooled structures in some situations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents20%
- US Government Bonds12%
- Investment Grade Corp Bonds5%
Owners & executives
1 of 1JONATHAN IANNACONE
Chief Compliance OfficerCRD 6397048
Contacts
1 of 1PETER WERNAU
FounderCRD 4741275
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$22.4M in ETFs
100%
$22.4M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $11.1M | 17,108 | 49.78% |
Location
GLOUCESTER, MA
ESSEX
Location
GLOUCESTER, MA
Headquartered in GLOUCESTER, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- ESSEX
- Address
- 30 Western Ave
- Time zone
- ET (UTC-5)
- Office locations
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