Wernau Asset Management
Firm details
- Headquarters
- Gloucester, Massachusetts
- CRD number
- 129473
- Registered since
- May 14, 2020
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.65%
- Charitable Organizations13.39%
- Individuals4.97%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Wernau Asset Management is an independent, individually owned registered investment adviser. The firm is registered with the SEC and completed its registration in 2020. Its client base includes both individuals and families as well as institutional clients. Advisory services span financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Fee arrangements are varied — the firm charges a percentage of assets under management and may also use hourly or fixed fees for certain engagements. Wernau reports it is not an active ESG investor and does not describe itself as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents20%
- US Government Bonds12%
- Investment Grade Corp Bonds5%
Owners & executives
1 of 1
Jonathan Iannacone
Chief Compliance OfficerCRD 6397048
Contacts
1 of 1
Peter Wernau
FounderCRD 4741275
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$25.3M in ETFs
100%
$25.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $12.8M | 16,823 | 50.70% |
Location
Gloucester, MA
Essex
Location
Gloucester, MA
Headquartered in Gloucester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Essex
- Address
- 30 Western Ave
- Time zone
- ET (UTC-5)
- Office locations
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