WELLS FINANCIAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$133M
Discretionary
$133M
100% of AUM
Avg account
$1.4M
Accounts
98
Employees
2
Advisory reps
1

Firm details

Headquarters
ASHEVILLE, North Carolina
CRD number
158030
Registered since
June 3, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI81.45%
  • Individuals17.49%
  • Corporations / Businesses0.85%
  • Charitable Organizations0.21%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wells Financial Management, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2022. The firm serves both individual/family and institutional clients, offering financial planning and portfolio management services primarily for individuals and small businesses. Its fee arrangements combine asset-based charges with fixed-fee engagements. The firm identifies as an active ESG investor and does not act as a capital allocator or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, Exchange Traded Equities 6%, US Government Bonds 3%, Cash & Cash Equivalents 2%, Other 2%87%
  • Public Funds/Mutual Funds87%
  • Exchange Traded Equities6%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%
  • Other2%

Contacts

1 of 1
  • DAVID WELLS

    PresidentCRD 1943352

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ASHEVILLE, NC

BUNCOMBE

Location

ASHEVILLE, NC

Headquartered in ASHEVILLE, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.

Metro area
Asheville-Marion-Brevard, NC
Region
South
County
BUNCOMBE
Address
56 Central Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth