Wellington Management Japan Pte Ltd

RIASEC RegisteredEst. 2013
Total AUM
$17.7B
Discretionary
$17B
96% of AUM
Avg account
$362M
Accounts
49
Employees
65
Advisory reps
5

Firm details

Headquarters
Tokyo,
CRD number
165192
Registered since
January 2, 2013
Custodians
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, MASTER TRUST BANK OF JAPAN, JAPAN TRUSTEE SERVICES BANK
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Banking / Thrift Institutions58.08%
  • Sovereign Wealth Funds22.34%
  • Pooled Investment Vehicles11.29%
  • Other Investment Advisers5.13%
  • Pension & Profit Sharing Plans3.15%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wellington Management Japan Pte Ltd operates as a foreign-registered investment adviser focused on institutional mandates and pooled vehicles while also providing portfolio management for smaller institutional and individual accounts. The firm emphasizes active management with a clear tilt toward fixed-income strategies—investment grade corporate bonds are the largest single exposure—yet it also runs multi-asset programs that include equity, credit and liquid alternatives. Fee arrangements across mandates include percentage-of-AUM, fixed fees and performance-based fees, allowing the firm to align economics with different client objectives and strategy types. The firm is set up to support trading and derivatives activity (listed as a broker-dealer and a CPO/CTA), and its corporate structure and activities indicate it sponsors and manages pooled investment vehicles. Wellington Management Japan describes itself as an active ESG investor, suggesting ESG integration or stewardship is part of its investment process across relevant strategies rather than a standalone passive screen.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 49%, Exchange Traded Equities 32%, Non-Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 5%, Private Funds 2%, Derivatives 1%49%
  • Investment Grade Corp Bonds49%
  • Exchange Traded Equities32%
  • Non-Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents5%
  • Private Funds2%

Owners & executives

1 of 1
  • Kar On Karen Au

    Kar On Karen Au

    Chief Compliance OfficerCRD 6114600

Contacts

3 of 4
  • Scott Lopez

    Scott Lopez

    DirectorCRD 3005564

  • Janet Perumal

    Janet Perumal

    Senior Managing DirectorCRD 7205866

  • David Eikenberry

    DirectorCRD 5749429

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Tokyo, null

Location

Tokyo, null

Headquartered in Tokyo, null.

Address
Palace Building 7f
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth