Weatherly Asset Management

RIASEC RegisteredEst. 1995

Total AUM

$1.7B

Discretionary

$1.7B

99% of AUM

Avg account

$1.2M

Accounts

1,348

Employees

Advisory reps

Firm details

Headquarters: Del Mar, California
CRD number: 106935
Registered since: January 10, 1995
Website: www.weatherlyassetmgt.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI94.44%
Pension & Profit Sharing Plans2.72%
Individuals2.3%
Corporations / Businesses0.32%
Charitable Organizations0.21%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Weatherly Asset Management is a privately held limited partnership operating as an independent SEC-registered RIA since 1995. The firm serves both high-net-worth individuals and institutional clients and functions as a capital allocator, placing client capital with outside managers alongside in-house portfolio solutions. Typical advisory services include financial planning, portfolio management for individuals and businesses, pension consulting and the publication of periodic newsletters. Fee arrangements combine AUM-based charges with fixed fees and other fee structures. Weatherly does not identify as an active ESG investor and maintains a concentrated focus on traditional wealth-management services. The firm was recognized in 2020 on Financial Times’ Top 300 RIA list and on Financial Advisor Magazine’s Top RIA Firms list.