Wealth Planning Group

RIASEC RegisteredEst. 2018
Total AUM
$361M
Discretionary
$285M
79% of AUM
Avg account
$283K
Accounts
1,277
Employees
6
Advisory reps
5

Firm details

Headquarters
Baltimore, Maryland
CRD number
291708
Registered since
September 27, 2018
Website
www.wpgfinancial.com
Custodians
CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI54.81%
  • Individuals22.57%
  • Pension & Profit Sharing Plans21.29%
  • Corporations / Businesses0.69%
  • Charitable Organizations0.64%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wealth Planning Group is an independent, SEC-registered registered investment adviser formed as an LLC and overseen by an individual owner. The firm has been registered with the SEC since 2018 and serves both individual/family clients and institutional or business accounts. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses and institutions. The firm uses multiple fee arrangements — percentage of assets under management, hourly fees and fixed-fee engagements — and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 24%, Other 5%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, US Government Bonds 1%, State & Local Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities24%
  • Other5%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%

Contacts

3 of 5
  • Steven Gessner

    Steven Gessner

    Partner and Co-FounderCRD 2650114

  • Patrick Bollinger

    Patrick Bollinger

    Partner, Financial AdvisorCRD 6754992

  • Todd Paradise

    Todd Paradise

    PartnerCRD 4248813

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 209

Active vs passive

$143M in ETFs

Passive

88%

$126M

Active

10%

$16.9M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$14.2M19,2609.91%
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Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
3600 Odonnell St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth