Wealth Engagement

RIASEC RegisteredEst. 2025
Total AUM
$105M
Discretionary
$103M
98% of AUM
Avg account
$1M
Accounts
104
Employees
3
Advisory reps
2

Firm details

Headquarters
Atlanta, Georgia
CRD number
310438
Registered since
March 13, 2025
Custodians
GOLDMAN SACHS CUSTODY SOLUTIONS, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI72.54%
  • Individuals17.93%
  • Pension & Profit Sharing Plans9.54%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wealth Engagement is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (registration year 2025) and owned by an individual principal. Its client mix includes high-net-worth individuals and families as well as institutional relationships. Primary services are financial planning and portfolio management for individuals and small businesses. Compensation is through a percentage-of-assets-under-management fee model. The firm does not describe itself as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 27%, Cash & Cash Equivalents 3%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Richard Lurie

    Richard Lurie

    Chief Compliance OfficerCRD 7328826

Contacts

1 of 1
  • Tiffany Kent

    Tiffany Kent

    Financial AdvisorCRD 4428144

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
3715 Northside Pkwy Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth