Wave Capital

Exempt Reporting AdvisorFINRA MemberEst. 2021
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
299004
Registered since
June 18, 2021

Firm profile

FINTRX

Overview

Wave Capital is a small, LLC-structured investment adviser that registered with the SEC in 2021 and is owned by an individual. The firm’s public profile centers on managing private venture capital vehicles rather than serving retail advisory clients or acting as a multi-state registered adviser. Regulatory disclosures indicate Wave Capital is not positioned as a capital allocator, does not identify as an active ESG investor, and does not serve as a pension consultant or related adviser. Investment activity is concentrated in venture capital fund management. The firm appears to run concentrated, closed-end private funds rather than offering separate-account investment management or typical RIA wealth management services. That setup implies a focus on sourcing, diligencing and structuring equity stakes in private companies and managing illiquid investments through standard VC fund cycles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Riley Newman

    Riley Newman

    General PartnerCRD 7097459

  • Sara Adler

    Sara Adler

    General PartnerCRD 7097461

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
720 York St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth