WATERROCK WEALTH MANAGEMENT

RIASEC RegisteredEst. 2023

Total AUM

$154M

Discretionary

$154M

100% of AUM

Avg account

$530K

Accounts

290

Employees

Advisory reps

Firm details

Headquarters: ALBUQUERQUE, New Mexico
CRD number: 296462
Registered since: August 10, 2023
Website: www.waterrockwealthmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI79.46%
Individuals20.44%
Charitable Organizations0.1%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Waterrock Wealth Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm serves both individual and family clients and institutional clients, positioning itself as a capital allocator that selects external managers for portions of client portfolios. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Compensation is flexible, including a percentage-of-AUM model as well as hourly and fixed-fee arrangements. The firm reports affiliations with an insurance company and a real estate broker, and it indicates it is not an active ESG investor. Waterrock lists itself as not a multi-state adviser while operating multiple physical offices, and it does not act as a pension consultant or related adviser.