Waterford Capital, Inc.

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Addison, Texas
CRD number
21687
Registered since
March 4, 1988

Firm profile

FINTRX

Overview

Waterford Capital, Inc. is organized as a corporation and has been SEC-registered since 1988. FINTRX lists the firm as individually owned and as "unclassified" in its taxonomy. The dataset identifies the firm as not operating as a capital allocator, not active on ESG investing, not a multi-state adviser, not a pension consultant, and not a related adviser. Several typical fields (client base, fee structure, business and advisory activities) are not populated in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Kim Sams

    Kim Sams

    Managing DirectorCRD 2715130

  • David Piotrowski

    David Piotrowski

    Managing DirectorCRD 2942225

  • Marilyn Hajek

    Operations ManagerCRD 2863706

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Addison, TX

Dallas

Location

Addison, TX

Headquartered in Addison, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
14275 Midway Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth