WATER STREET CAPITAL, INC.

RIASEC RegisteredEst. 2012
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$283M
Accounts
5
Employees
16
Advisory reps
3

Firm details

Headquarters
JACKSONVILLE, Florida
CRD number
158133
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Water Street Capital, Inc. is a corporate-structured investment manager organized as a hedge fund adviser and registered with the SEC since 2012. The firm serves primarily institutional clients and focuses on managing pooled investment vehicles; it also serves as sponsor, general partner or managing member and operates in capacities associated with CPO/CTA roles. Its compensation follows a typical hedge-fund style mix of a percentage-of-AUM management fee plus performance-based fees. The firm is not positioned as an ESG investor, is not designated as a multi-state adviser, and is neither newly formed nor a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JOHN ROGERS

    Chief Financial OfficerCRD 2153236

  • JOSHUA RESNICK

    Chief Operating OfficerCRD 6627702

Contacts

1 of 1
  • GILCHRIST BERG

    PrincipalCRD 852533

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$218M in ETFs

Passive

100%

$218M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANECK GOLD MINERS ETF (GDX)VanEckPassiveEquity Precious Metals$54.3M591,36724.95%

Location

Primary office

JACKSONVILLE, FL

DUVAL

Location

JACKSONVILLE, FL

Headquartered in JACKSONVILLE, FL, anchoring the Jacksonville-St. Marys-Palatka, FL-GA metro in the South.

Metro area
Jacksonville-St. Marys-Palatka, FL-GA
Region
South
County
DUVAL
Address
4306 Pablo Oaks Ct
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth