Warner Financial, Inc
Firm details
- Headquarters
- Bethesda, Maryland
- CRD number
- 135303
- Registered since
- April 22, 2005
- Website
- warner-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.8%
- Individuals5.02%
- Charitable Organizations3.01%
- Pension & Profit Sharing Plans0.18%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Warner Financial, Inc. is an independent registered investment adviser that has been SEC-registered since 2005 and is owned by an individual. The firm focuses on serving individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-assets fees supplemented by hourly and fixed-fee arrangements. Warner Financial reports that it integrates environmental, social, and governance (ESG) considerations into its investment process and is not structured as a multi-state adviser or a formal capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities36%
- Cash & Cash Equivalents8%
- US Government Bonds2%
- State & Local Bonds1%
Contacts
3 of 4
David Warner
Investment Advisor RepresentativeCRD 4433138
Barbara Warner
PresidentCRD 1129399
Christopher Warner
Vice PresidentCRD 5433126
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 132Active vs passive
$335M in ETFs
89%
$297M
7%
$37.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $36.8M | 168,994 | 10.98% |
Location
Bethesda, MD
Montgomery
Location
Bethesda, MD
Headquartered in Bethesda, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- Montgomery
- Address
- 4550 Montgomery Ave
- Time zone
- ET (UTC-5)
- Office locations
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