Wang Financial, LLC

RIAState Registered

Total AUM

$70.2M

Discretionary

$55.3M

79% of AUM

Avg account

$540K

Accounts

130

Employees

Advisory reps

Firm details

Headquarters: Santa Barbara, California
CRD number: 167570
Registered since: April 1, 2013
Website: www.wangfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI88.93%
Corporations / Businesses6.34%
Individuals3.15%
Charitable Organizations1.59%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Wang Financial, LLC is an independent, California-registered wealth advisory firm organized as an LLC and owned by an individual principal. The firm focuses on advising individuals and families and provides financial planning and discretionary portfolio management (including services tailored to small businesses). Compensation mixes include asset-based fees, hourly charges, fixed fees and other arrangements, suggesting flexibility in client billing. The firm does not identify as an active ESG investor and operates from a single-state footprint.