Walsh Financial LLC

RIASEC Registered
Total AUM
$45.1K
Discretionary
$45.1K
100% of AUM
Avg account
$45.1K
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
337759
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Walsh Financial LLC is an individually owned limited liability company that provides advisory services to individuals and small businesses. The firm focuses on financial planning, discretionary portfolio management for individuals/small businesses, and runs educational seminars and workshops. Its compensation options include a percentage-of-AUM fee as well as hourly and fixed-fee arrangements. According to available records the adviser is not positioned as a capital allocator, does not operate as a multi-state or pension consultant adviser, and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 2%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • Michael Walsh

    Founder and CEOCRD 8131888

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth