Walker Asset Management, LLC

RIASEC RegisteredEst. 2016

Total AUM

$315M

Discretionary

$315M

100% of AUM

Avg account

$747K

Accounts

422

Employees

4

Advisory reps

3

Firm details

Headquarters: ,
CRD number: 284951
Registered since: September 7, 2016
Website: www.walkerassetmanagement.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI85.46%
Individuals13.34%
Pension & Profit Sharing Plans1.11%
Corporations / Businesses0.05%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Walker Asset Management, LLC is an independent, SEC-registered RIA that advises individual and family clients on financial planning and discretionary portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and traces its SEC registration to 2016. Walker describes a core preference for equities and does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities55%
Public Funds/Mutual Funds39%
Cash & Cash Equivalents4%
State & Local Bonds2%

Owners & executives

2 of 2

Dennis Walker
Chief Executive OfficerCRD 1058338
Molly Crider
Chief Compliance Officer & Chief Operating OfficerCRD 4683898

Contacts

1 of 1

Leeandra Ennes
Client Service RepresentativeCRD 7720100

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 44

Active vs passive

$53.2M in ETFs

Passive

72%

$38.4M

Active

24%

$14.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
MOTLEY FOOL 100 INDEX ETF (TMFC)		Passive	Large Growth	$5.3M	79,642	9.88%

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Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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