Wainwright Investment Counsel LLC

RIASEC RegisteredEst. 1999

Total AUM

$5.5B

Discretionary

$127M

2% of AUM

Avg account

$25.8M

Accounts

214

Employees

Advisory reps

Firm details

Headquarters: Boston, Massachusetts
CRD number: 108711
Registered since: June 18, 1999
Website: www.winvcounsel.com
Custodians: M&T SECURITIES, INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: State / Municipal Government51.52%
HNWI30.71%
Other13.27%
Charitable Organizations2.93%
Individuals0.77%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wainwright Investment Counsel LLC is an independent, SEC-registered investment adviser organized as an LLC that has been operating since 1999. The firm positions itself as a capital allocator for both high-net-worth individuals and families as well as institutional clients. Its advisory services span discretionary and non-discretionary portfolio management for individuals, pooled vehicles and institutions, selection of other advisers, pension consulting, and educational seminars. The firm reports active ESG investing as part of its approach and offers multiple fee arrangements, including percentage-of-AUM, fixed fees and performance-based fees. Beyond advisory roles, Wainwright participates in industry activities that include acting as a broker-dealer affiliate, CPO/CTA roles, and sponsoring or serving as GP/managing member of pooled investment vehicles. That operational footprint supports its allocation work and the firm’s use of external alternative managers.