W.A. Griffin Financial Services Inc.
Firm details
- Headquarters
- ,
- CRD number
- 302114
- Custodians
- CHARLES SCHWAB & CO., INC., LINCOLN FINANCIAL DISTRIBUTORS, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.44%
- Individuals48.01%
- Corporations / Businesses0.54%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
W.A. Griffin Financial Services Inc. is an independent, privately owned registered investment adviser operating as a corporation. The firm focuses on financial planning and discretionary portfolio management for individuals, families and small-business clients, and it also works with some institutional relationships. Its fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The adviser does not describe itself as an ESG investor, is not a multi-state adviser, and does not identify as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities8%
- Cash & Cash Equivalents8%
- US Government Bonds4%
Contacts
1 of 1
William Griffin
PresidentCRD 2813349
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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