Vima, LLC
Firm details
- Headquarters
- Troy, Michigan
- CRD number
- 148833
- Registered since
- November 27, 2023
- Website
- www.vimawealth.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals76.49%
- HNWI23.51%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Vima, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm serves individuals and families, combining financial planning and portfolio management for individual and small-business clients with licensed insurance brokerage services. Ownership is held by an individual, and the firm charges clients via a mix of AUM-based fees, hourly engagements, and fixed-fee arrangements. Investment activity is focused on public markets using mutual funds and ETFs as the primary building blocks, with supplemental allocations to third-party alternatives. Vima does not identify as an active ESG investor, is not structured as a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities29%
- Other13%
- Cash & Cash Equivalents4%
- Private Funds2%
Contacts
3 of 12
Matthew Doering
Senior Financial AdvisorCRD 2466065
Michael Mazzola
Founding PartnerCRD 4194372
Natalie Snyder
Vice President, OperationsCRD 7914362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 232Active vs passive
$63.8M in ETFs
47%
$30.2M
41%
$33.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) | PIMCO | Active | Ultrashort Bond | $5M | 50,001 | 7.90% |
Location
Troy, MI
Oakland
Location
Troy, MI
Headquartered in Troy, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Oakland
- Address
- 46 E Square Lake Rd
- Time zone
- ET (UTC-5)
- Office locations
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