Vicus Capital, Inc.

RIASEC RegisteredEst. 2001

Total AUM

$3B

Discretionary

$2.9B

96% of AUM

Avg account

$301K

Accounts

9,938

Employees

Advisory reps

Firm details

Headquarters: State College, Pennsylvania
CRD number: 116021
Registered since: October 5, 2001
Website: www.vicuscapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI69.09%
Individuals27.48%
Corporations / Businesses2.26%
Pension & Profit Sharing Plans1.15%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Vicus Capital, Inc. is an independent registered investment adviser that has been SEC-registered since 2001 and is owned by an individual. The firm acts as a capital allocator for both individual/family and institutional clients and charges fees by percentage of AUM as well as hourly and fixed fees. Its advisory capabilities include financial planning, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. Vicus Capital identifies as an active ESG investor and maintains industry relationships with accountants, insurance companies, and pension consultants.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds86%
Exchange Traded Equities7%
Cash & Cash Equivalents7%

Owners & executives

3 of 5

Diana Defrate
Founder & CEOCRD 4522566
Scott Holstein
President, CEOCRD 1725281
Vincent Anderson
Owner, President & CEOCRD 845206

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Contacts

3 of 83

Zachery Otwell
Associate AdvisorCRD 7165343
Lainey Hauser
Wealth AdvisorCRD 7732201
Anthony Briselli
Investment Advisor Representative, Registered RepresentativeCRD 2835153