Victoria Capital Management, Inc.

RIASEC & State Registered
Total AUM
$306M
Discretionary
$61.2M
20% of AUM
Avg account
$3.4M
Accounts
89
Employees
3
Advisory reps
3

Firm details

Headquarters
Charleston, South Carolina
CRD number
107665
Registered since
March 7, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers79.97%
  • HNWI14.01%
  • Pension & Profit Sharing Plans4.02%
  • Charitable Organizations1.04%
  • Individuals0.95%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Victoria Capital Management, Inc. is an institutional registered investment adviser that positions itself as both a portfolio manager for individuals and small businesses and a capital allocator that selects other advisers. The firm is SEC-registered (registration effective in 2018) and is owned by an individual. Its client mix includes high-net-worth individuals and families as well as institutional clients. Compensation is primarily a percentage-of-assets-under-management fee. The firm reports that it is not an active ESG investor and lists “selection of other advisers” among its advisory activities, indicating a substantive role in sourcing or overseeing third-party managers rather than relying solely on in-house strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Diane Nugent

    Diane Nugent

    President, CEOCRD 2280108

Contacts

2 of 2
  • Ryan Harper

    Ryan Harper

    Vice PresidentCRD 6871002

  • Thomas Nugent

    Thomas Nugent

    Executive Vice PresidentCRD 1043494

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
109 E Bay St
Time zone
ET (UTC-5)
Office locations

Similar firms