VICEROY INVESTMENT ADVISORS LLC

Overview

Viceroy Investment Advisors LLC is a small, independent registered investment adviser serving individuals and families with financial planning and portfolio management for individuals and small businesses. The firm’s client base skews high-net-worth by account size, and its business model combines fee-based AUM billing with fixed-fee arrangements. Investment activity centers on publicly traded pooled vehicles—mutual funds and similar public funds—augmented by targeted allocations to third‑party real estate strategies. The adviser does not present itself as an active ESG investor and operates at a regional scale rather than as a multi‑state or institutional pension consultant. Portfolio management appears driven by discretionary mandates for the majority of assets, with a smaller portion of non‑discretionary relationships where clients retain final trading authority. Custody and trading are centralized through a major retail custodian, which supports SMA implementation and mutual fund/ETF trading.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices