VESTGEN INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2002
Total AUM
$787M
Discretionary
$366M
47% of AUM
Avg account
$334K
Accounts
2,352
Employees
21
Advisory reps
6

Firm details

Headquarters
EGG HARBOR TWP, New Jersey
CRD number
118851
Registered since
February 11, 2002
Website
vestgen.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Other49.16%
  • Individuals21.74%
  • HNWI15.45%
  • Investment Companies11.42%
  • Corporations / Businesses1.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Vestgen Investment Management is an independent, SEC-registered RIA that has operated since 2002. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services span financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Vestgen also conducts broker-dealer registered representative activities and operates as an insurance broker, charging clients primarily on a percentage-of-AUM basis and occasionally on an hourly fee schedule. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Cash & Cash Equivalents 10%, Exchange Traded Equities 9%81%
  • Public Funds/Mutual Funds81%
  • Cash & Cash Equivalents10%
  • Exchange Traded Equities9%

Owners & executives

2 of 2

  • Ferian Nickelson

    Chief Operating OfficerCRD 4816966

  • TIMOTHY WOODS

    Chief Legal & Compliance OfficerCRD 4428777

Contacts

3 of 4

  • JOHN HANLON

    Founder and Wealth AdvisorCRD 1092690

  • KEVIN LOOSER

    Wealth AdvisorCRD 1973866

  • JOSHUA GERRY

    Financial Advisor and Registered RepresentativeCRD 2391253

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 133

Active vs passive

$121M in ETFs

Passive

77%

$93M

Active

19%

$27.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$9.5M94,4207.88%
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Location

Primary office

EGG HARBOR TWP, NJ

ATLANTIC

Location

EGG HARBOR TWP, NJ

Headquartered in EGG HARBOR TWP, NJ, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
ATLANTIC
Address
3393 Bargaintown Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth